We are FINRA member firm licensed to act as an intermediary in Securities that are offered and sold under Title III of the JOBS Act, also known as Regulation Crowdfunding.
Before your raise
As a funding portal, we:
Select which Issuers to list on our platform, by among other things: Conducting background checks on the issuer and its principals Conducting due diligence to have a reasonable basis for believing the issuer is complying with all of its obligations Conducting due diligence to have a reasonable basis for believing the issuer has established a means to keep accurate records of the holders of its securities
Advise Issuers about their offerings, and help prepare offering documents
Screen investors to ensure that they satisfy applicable per-investor limits
Provide communication channels between you and your investors
We do not guarantee success nor that you'll be approved to raise on Mainvest. We also do not provide extensive technical support (building projections, business plans, etc) outside of our existing tools except in certain circumstances.
During your raise
File your raise with the SEC to ensure compliance
Provide guidance and technical support for your raise
Provide digital and print marketing support at certain points in your raise
We do not solicit investors on your behalf, and we determine marketing support based on objective criteria such as the amount you've raised, time remaining on the platform, etc.
After your raise
Mainvest facilitates repayments and communications with your investors. Each quarter, you'll upload a revenue report, and our platform calculates repayments to investors. We then process those repayments directly to investors. Our platform also has multiple tools for you to use to get in touch with investors and provide regular updates. We also keep in touch to provide overall support to your business on a case-by-case basis.
We do not provide legal nor tax advice.